BCN 2011/18 Adoption of Amendments to National Instrument 31-103 Registration Requirements and Exemptions and Amendments to National Instrument 33-109 Registration Information [BCN]

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Published: 2011-07-08
Effective: 2011-07-11

Related Documents

Document
BC Reg 121/2011 July 8 2011

Concurrently Published

Document
31-103 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations [NI - Rescinded]
31-103CP 31-103CP Registration Requirements, Exemptions and Ongoing Registrant Obligations [CP - Rescinded]
31-103F1 31-103F1 Calculation of Excess Working Capital [F - Rescinded]
31-103F2 31-103F2 Submission to Jurisdiction and Appointment of Agent for Service [F - Rescinded]
31-103F3 31-103F3 Use of Mobility Exemption [F - Rescinded]
33-109 33-109 Registration Information [NI - Rescinded]
33-109CP 33-109CP Registration Information [CP - Rescinded]
33-109F1 33-109F1 Notice of Termination of Registered Individuals and Permitted Individuals [F - Rescinded]
33-109F2 33-109F2 Change or Surrender of Individual Categories [F - Rescinded]
33-109F3 33-109F3 Business Locations Other than Head Office [F - Rescinded]
33-109F4 33-109F4 Registration of Individuals and Review of Permitted Individuals [F - Rescinded]
33-109F5 33-109F5 Change of Registration Information [F - Rescinded]
33-109F6 33-109F6 Firm Registration [F - Rescinded]
33-109F7 33-109F7 Reinstatement of Registered Individuals and Permitted Individuals [F - Rescinded]

Effective July 11, 2011, the Commission, together with other Canadian Securities Administrators, is adopting amendments to

  • National Instrument 31-103 Registration Requirements and Exemptions and its companion policy and
  • National Instrument 33-109 Registration Information and its companion policy

Please see our advance notice published on April 15, 2011 (BCN 2011/07) for details.

 


July 4, 2011

 

Brenda M. Leong
Chair