BCN 2010/44 Updated List of Exchanges - Memorandum of Understanding for Exchange Oversight [BCN]

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Published: 2010-12-31

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Document
Updated list of exchanges

The Canadian Securities Administrators updated the list of exchanges referred to in the Memorandum of Understanding for Oversight of Exchanges and Quotation and Trade Reporting Systems, effective January 1, 2011.  The updated list shows the lead and exempting regulators for each exchange.

For more information about the MOU, see BCN 2009/35 Memorandum of Understanding for Oversight of Exchanges and Quotation and Trade Reporting Systems.

You may refer questions to:

Doug MacKay
Manager, SRO Oversight
Capital Markets Regulation
British Columbia Securities Commission
Tel: 604 899 6609 or 1-800-373-6393
Email:  dmackay@bcsc.bc.ca

December 30, 2010

 

 

Brenda M. Leong
Chair


You can find the documents at the B.C. Securities Commission public website at www.bcsc.bc.ca in the section Securities Law & Policy: Policies & Instruments

Ref: BCN 2009/35 Memorandum of Understanding for Oversight of Exchanges and Quotation and Trade Reporting Systems