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BCN 2010/36 Notice and Request for Comment - Proposed Amendments to National Instrument 31-103 Registration Requirements and Exemptions, Companion Policy 31-103CP Registration Requirements and Exemptions and Form 31-103F2 Submission to the Jurisdiction and Appointment of Agent for Service [BCN]

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Published: 2010-10-15

Related Documents

Document
CSA Notice on 31-103, October 15, 2010

Concurrently Published

Document
31-103 31-103 Registration Requirements and Exemptions [NI Amendment Proposed - Lapsed]
31-103F2 31-103F2 Submission to Jurisdiction and Appointment of Agent for Service [F Amendment Proposed - Lapsed]
31-103CP 31-103CP Registration Requirements and Exemptions [CP Amendment Proposed - Lapsed]

Comments received

The Canadian Securities Administrators (CSA) are publishing for comment proposed amendments to National Instrument 31-103 Registration Requirements and Exemptions, its companion policy and a related form.

The attached CSA notice describes what the CSA are proposing. The proposed amendments explain the circumstances in which an international investment fund manager would need to register. It also describes, for a domestic fund manager with a head office in a Canadian jurisdiction, the circumstances in which the fund manager would be required to register in other provinces and territories.

We will consider all comments received by January 13, 2011.


October 15, 2010

 

Brenda M. Leong
Chair

Ref:  National Instrument 31-103 Registration Requirements and Exemptions
Companion Policy 31-103CP Registration Requirements and Exemptions
Form 31-103F2 Submission to Jurisdiction and Appointment of Agent for Service

This Notice may refer to other documents. These documents can be found at the BC. Securities Commission public website at www.bcsc.bc.ca in the section Securities Law & Policy: Policies & Instruments.