BCN 2010/34 Advance Notice of Implementation of Stage 1 of Point of Sale Disclosure for Mutual Funds - Form 81-101F3 Contents of Fund Facts Document, Amendments to National Instrument 81-101 Mutual Fund Prospectus Disclosure, Form 81-101F1 and 81-101F2 and Companion Policy 81-101CP Mutual Fund Prospectus Disclosure and Related Amendments

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Published: 2010-10-06

Related Documents

Document
CSA Notice of Amendments to NI 81-101
Appendix A - Summary of Changes to the 2009 Proposal
Appendix B - Summary of Public Comments on Implementation of Point of Sale (POS) Disclosure for Mutual Funds

Concurrently Published

Document
81-101 81-101 Mutual Fund Prospectus Disclosure [NI Amendment Advance Notice - Lapsed]
81-101F1 81-101F1 Contents of Simplified Prospectus [F Amendment Advance Notice - Lapsed]
81-101F2 81-101F2 Contents of Annual Information [F Amendment Advance Notice - Lapsed]
81-101F3 81-101F3 Contents of Fund Facts Document [F Amendment Advance Notice - Lapsed]
81-101CP 81-101CP Mutual Fund Prospectus Disclosure [CP Amendment Advance Notice - Lapsed]
81-102 81-102 Mutual Funds [NI Amendment Advance Notice - Lapsed]
81-102CP 81-102CP Mutual Funds [CP Amendment Advance Notice - Lapsed]
81-106 81-106 Investment Fund Continuous Disclosure [NI Amendment Advance Notice - Lapsed]
81-106CP 81-106CP Investment Fund Continuous Disclosure [CP Amendment Advance Notice - Lapsed]
13-101 13-101 System for Electronic Document Analysis and Retrieval (SEDAR) [NI Amendment Advance Notice - Lapsed]

In the attached advance notice, the Canadian Securities Administrators announce the expected adoption, effective January 1, 2011, of a mutual fund summary disclosure document, which mutual funds will prepare following new Form 81-101F3 Contents of Fund Facts Document.

The Commission and other CSA members also expect to adopt related amendments to

  • National Instrument 81-101 Mutual Fund Prospectus Disclosure
  • Form 81-101F1 Contents of Simplified Prospectus
  • Form 81-101F2 Contents of Annual Information Form
  • Companion Policy 81-101CP Mutual Fund Prospectus Disclosure
  • National Instrument 81-102 Mutual Funds
  • Companion Policy 81-102CP Mutual Funds
  • National Instrument 81-106 Investment Fund Continuous Disclosure
  • Companion Policy 81-106CP Investment Fund Continuous Disclosure
  • National Instrument 13-101 System for Electronic Document Analysis and Retrieval.

Under the new Form and related amendments, mutual funds will be required to prepare a Fund Facts and to make them available to the public on a website.

Questions
You may refer questions to:

Noreen Bent
Manager and Senior Legal Counsel
Legal Services, Corporate Finance
British Columbia Securities Commission
604-899-6741 or (800) 373-6393 (toll free in Canada)
nbent@bcsc.bc.ca
 
Christopher Birchall
Senior Securities Analyst
Corporate Finance
British Columbia Securities Commission
604-899-6722 or (800) 373-6393 (toll free in Canada)
cbirchall@bcsc.bc.ca


October 6, 2010


Brenda M. Leong
Chair


This Notice may refer to other documents. These documents can be found at the B.C. Securities Commission public website at www.bcsc.bc.ca in the Policies & Instruments or Historical Policies & Instruments sections of the website.