BCN 2005/20 Electronic Audit Trail Initiative (TREATS) [BCN]

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2005-20 [BCN]
Published: 2005-04-18

Concurrently Published

Document
23-302 23-302 Joint Regulatory Notice-Electronic Audit Trail Initiative (TREATS) [CSA Staff Notice]

In the attached notice, the Canadian Securities Administrators (CSA) provide an update on the status of the TREATS initiative. TREATS is a joint project of the CSA, Market Regulation Services Inc., Bourse de Montréal Inc., the Investment Dealers Association of Canada, and the Mutual Fund Dealers Association, aimed at creating a framework for an electronic order and trade audit trail system.

April 18, 2005

 

Douglas M. Hyndman
Chair

Ref:     CSAN-23-302 Joint Regulatory Notice-Electronic Audit Trail Initiative (TREATS)

This Notice may refer to other documents. These documents can be found at the B.C. Securities Commission public website at www.bcsc.bc.ca in the section Securities Law & Policy: Policies & Instruments.