31-313 NI 31-103 Registration Requirements and Exemptions and Related Instruments Frequently Asked Questions as of December 18, 2009 [CSA Staff Notice - Lapsed]

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CSA Staff Notice 31-313 - December 2009
Published: 2009-12-18
Rescinded / Lapsed: 2015-07-16

Background

On September 28, 2009, new National Instrument 31-103 Registration Requirements and Exemptions and amendments to related instruments including NI 33-109 Registration Information came into force. We have compiled this list of frequently asked questions (FAQs) from the enquiries we have received concerning NI 31-103 and NI 33-109 in order to assist those working with these instruments.