24-101 Institutional Trade Matching and Settlement

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View History

Document Published Effective Format
24-101 Institutional Trade Matching and Settlement [NI] 2014-09-22 2014-09-22
24-101CP Institutional Trade Matching and Settlement [CP] 2015-01-11 2015-01-11

Forms

Document Published Effective Format
24-101F1 Registered Firm Exception report of Dap/Rap Trade Reporting and Matching [F] 2015-01-11 2015-01-11
24-101F2 Clearing Agency Quarterly Operations Report of Institutional Trade Reporting and Matching [F] 2010-06-30 2010-07-01
24-101F3 Matching Service Utility Notice of Operations [F] 2010-06-30 2010-07-01
24-101F4 Matching Service Utility Notice of Cessation of Operations [F] 2010-06-30 2010-07-01
24-101F5 Matching Service Utility Quarterly Operations Report of Institutional Trade Reporting and Matching [F] 2010-06-30 2010-07-01

CSA Related Documents

Document Published Effective Format
24-101 Amendments to National Instrument 24-101 Institutional Trade Matching and Settlement and Changes to Companion Policy 24-101CP to National Instrument 24-101 Institutional Trade Matching and Settlement [CSA Notice] 2017-04-27 2017-09-05
24-314 Preparing for the Implementation of T+2 Settlement: Letter to Registered Firms [CSA Staff Notice] 2016-05-26 ---
24-312 Preparing for the Implementation of T+2 Settlement [CSA Staff Notice] 2015-04-02 ---
24-305 Frequently Asked Questions About National Instrument 24-101 — Institutional Trade Matching and Settlement and Related Companion Policy [CSA Staff Notice] 2011-05-06 ---
24-306 National Instrument 24-101 - Institutional Trade Matching And Settlement — Exception Reporting [CSA Staff Notice] 2008-02-01 2008-02-01
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Proposed Amendments

Document Published Comments Close Format
24-101 Institutional Trade Matching and Settlement [NI Blackline Amendment Proposed] 2016-08-18 ---
24-101 Institutional Trade Matching and Settlement [NI and F Amendment Proposed] 2016-08-18 ---
24-101 Proposed Amendments to National Instrument 24-101 Institutional Trade Matching and Settlement and Proposed Changes to Companion Policy 24-101 Institutional Trade Matching and Settlement and CSA Consultation Paper 24-402 Policy Considerations for Enhancing Settlement Discipline in a T+2 Settlement Cycle Environment [CSA Notice and Request for Comment] 2016-08-18 ---
24-101CP Institutional Trade Matching and Settlement [CP Blackline Amendment Proposed] 2016-08-18 ---
24-101CP Institutional Trade Matching and Settlement [CP Amendment Proposed] 2016-08-18 ---