5 – Ongoing Requirements for Issuers & Insiders

Sign-up for updates about BCSC Policy Publications.

Current Instruments & Policies

View History

Document
51-101 Standards of Disclosure for Oil and Gas Activities
51-102 Continuous Disclosure Obligations
51-105 Issuers Quoted in the U.S. Over-the-Counter Markets
51-201 Disclosure Standards
51-309 Acceptance of Certain Foreign Professional Boards as a “Professional Organization”
51-310 CSA Multilateral Staff Notice - Report on Staff’s Continuous Disclosure Review of Income Trust Issuers
51-311 Frequently Asked Questions regarding National Instrument 51-102 Continuous Disclosure Obligations
51-312 Harmonized Continuous Disclosure Review Program
51-316 Continuous Disclosure Review of Smaller Issuers
51-319 Report on staff’s second continuous disclosure review of income trust issuers
51-320 Options Backdating
51-322 Reporting Issuer Defaults
51-323 XBRL filing program and request for volunteers
51-324 Glossary to NI 51-101 Standards of Disclosure for Oil and Gas Activities
51-327 Guidance on Oil and Gas Disclosure
51-328 Continuous Disclosure Considerations Related to Current Economic Conditions
51-330 Guidance Regarding the Application of Forward-looking Information Requirements under National Instrument 51-102 Continuous Disclosure Obligations
51-331 Report on Staff’s Review of Executive Compensation Disclosure
51-333 Environmental Reporting Guidance
51-339 Continuous Disclosure Review Program Activities for the fiscal year ended March 31, 2013
51-340 Update on proposed National Instrument 51-103 Ongoing Governance and Disclosure Requirements for Venture Issuers
51-341 Continuous Disclosure Review Program Activities for the fiscal year ended March 31, 2014
51-342 Staff Review of Issuers Entering Into Medical Marijuana Business Opportunities
51-343 Venture Issuers with Securities Listed on the Bolsa de Santiago, Venture Market
51-344 Continuous Disclosure Review Program Activities for the fiscal year ended March 31, 2015
51-345 Disclosure of Abandonment and Reclamation Costs in National Instrument 51-101 Standards of Disclosure for Oil and Gas Activities and Related Forms
51-346 Continuous Disclosure Review Program Activities for the fiscal year ended March 31, 2016
51-403 Tailoring Venture Issuer Regulation
51-512 Certain Private Placements
51-513 Venture issuers traded on the Santiago Stock Exchange, Venture Market
51-514 Exemption from the requirement to send financial statements and related disclosure to securityholders during a disruption in postal service
52-107 Acceptable Accounting Principles and Auditing Standards
52-108 Auditor Oversight
52-109 Certification of Disclosure in Issuers’ Annual and Interim Filings
52-110 Audit Committees
52-304 Application of National Policy Statement 31 Change of Auditor of a Reporting Issuer and National Instrument 81-102 Mutual Funds when a reporting issuer appoints a new auditor as a result of Arthur Andersen LLP - Canada ceasing to practise public accounting
52-306 Non-GAAP Financial Measures (Revised)
52-315 Certification Compliance Review
52-320 Disclosure of Expected Changes in Accounting Policies Relating to Changeover to International Financial Reporting Standards
52-321 Early adoption of International Financial Reporting Standards, use of US GAAP and reference to IFRS-IASB
52-323 Coming into Force of National Instrument 52-109 Certification of Disclosure in Issuers’ Annual and Interim Filings and Consequential Policy Amendments
52-324 Issues relating to changeover to International Financial Reporting Standards
52-325 Certification Compliance Review
52-326 IFRS Transition Disclosure Review
52-327 Certification Compliance Update
52-328 Disclosure about Accounting Policies in the Year of Changeover to International Financial Reporting Standards
52-512 Exemptions from National Instrument 52-110 Audit Committees
54-101 Communication with Beneficial Owners of Securities of a Reporting Issuer
54-302 Update on CSA Consultation Paper 54-401 Review of the Proxy Voting Infrastructure
54-303 Progress Report on Review of the Proxy Voting Infrastructure
54-304 Final Report on Review of the Proxy Voting Infrastructure and Request for Comments on Proposed Meeting Vote Reconciliation Protocols
54-401 Review of the Proxy Voting Infrastructure
55-102 System for Electronic Disclosure by Insiders (SEDI)
55-104 Insider Reporting Requirements and Exemptions
55-312 Insider Reporting Guidelines for Certain Derivative Transactions (Equity Monetization) (REVISED)
55-315 Frequently Asked Questions about National Instrument 55-104 Insider Reporting Requirements and Exemptions
55-316 Questions and answers on Insider Reporting and the System for Electronic Disclosure by Insiders (SEDI)
57-501 Partial Variation for Cease Trade Orders of Certain Issuers
58-101 Disclosure of Corporate Governance Practices
58-201 Corporate Governance Guidelines
58-303 Corporate Governance Disclosure Compliance Review
58-305 Status Report on the Proposed Changes to the Corporate Governance Regime
58-306 2010 Corporate Governance Disclosure Compliance Review
58-501 Disclosure of Corporate Governance Practices