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2 – Certain Capital Market Participants

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Rescinded/Lapsed/Historical Instruments & Policies

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Document
21-101 Marketplace Operation
21-301 Canadian Venture Exchange
21-302 Confidentiality of forms filed under National Instrument 21-101 Marketplace Operation
21-305 Extension of Approval of Information Processor
21-308 Update on Applications to Become an Information Processor
21-309 Information Processor for Exchange-Traded Securities Other Than Options
21-310 Information Processor for Corporate Debt Securities
21-314 Information Processor for Corporate Debt Securities
21-316 Information Processor for Corporate Debt Securities
21-318 Information Processor for Corporate Debt Securities
21-501 Recognition of exchanges, self regulatory bodies, and jurisdictions
21-503 Exemptions under National Instrument 21-101 Marketplace Operation and National Instrument 23-101 Trading Rules
21-601 Recognition of Exchanges, Self Regulatory Bodies and Jurisdictions
22-501 Recognition of Exchanges for Trading in Exchange Contracts
22-502 Registration by the Investment Industry Regulatory Organization of Canada
23-101 Trading Rules
23-102 Use of Client Brokerage Commissions
23-103 Electronic Trading
23-305 Joint Notice of the Staff of the Canadian Securities Administrators, Market Regulation Services Inc., Bourse de Montréal Inc., and the Investment Dealers Association Status of the Transaction Reporting and Electronic Audit Trail System (TREATS)
23-307 Order Protection Rule - Implementation Milestones
23-309 Frequently Asked Questions about the Order Protection Rule and Internationally Locked or Crossed Markets - Part 6 of National Instrument 23-101 and Related Companion Policy
24-101 Institutional Trade Matching and Settlement
24-102 CSA Notice of Approval National Instrument 24-102 Clearing Agency Requirements and Companion Policy 24-102CP to National Instrument 24-102 Clearing Agency Requirements and Notice and Request for Comments Proposed Amendments to Companion Policy 24-102CP to National Instrument 24-102 Clearing Agency Requirements
24-301 Responses to comments received on Discussion Paper 24-401 on Straight-through Processing, Proposed National Instrument 24-101 Post-trade Matching and Settlement, and Proposed Companion Policy 24-101CP to National Instrument 24-101 Post-trade Matching and Settlement
24-305 Frequently Asked Questions About NI 24-101 - Institutional Trade Matching and Settlement and Related Companion Policy
24-307 Exemption from Transitional Rule: Extension of Transitional Phase-In Period in National Instrument 24-101 - Institutional Trade Matching and Settlement
24-501 Exemption from the filing requirements of National Instrument 24-101 Institutional Trade Matching and Settlement
24-502 Extension of Transitional Phase-In Period in National Instrument 24-101 Institutional Trade Matching and Settlement
25-101 Designated Rating Organizations
25-201 Extension of Consultation Period Proposed National Policy 25-201 Guidance for Proxy Advisory Firms