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NPS 45 Multijurisdictional Disclosure System [Rescinded]

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NPS 45
Published: 1991-06-28
Effective: 1991-07-01
Rescinded / Lapsed: 1998-11-01

Concurrently Published

Document
BOR 91/07 BOR 91/07 The Multijurisdictional Disclosure System [Rescinded]

Table of Contents

1.          Introduction

2.          Definitions

3.          Prospectus Offerings by U.S. Issuers

3..1         General
3..2         Offerings of Debt or Preferred Shares Having an Approved Rating
3..3         Offerings of Other Securities
3..4         Rights Offerings
3..5         Successor Issuers
3..6         Alternative Eligibility Requirements for Certain Guaranteed Issues
3..7         Rule 415 Offerings and Rule 430A Offerings
3..8         Mechanics of Making an Offering
3..9         Additional Legends and Disclosure
3..10       Reconciliation of Financial Statements
3..11       Certificates
3..12       Conflicts of Interest
3..13       Trust Indenture Requirements
3..14       Filing Packages and Commercial Copies 

4.          Bids for Securities of U.S. Issuers

4.1          General
4.2          Eligibility Requirements for a Bid
4.3          Effect of Making a Bid
4.4          Securities Exchange Bids
4.5          Mechanics of Making a Bid
4.6          Additional Legends
4.7          Reconciliation of Financial Statements
4.8          Certificates
4.9          Fees

5.          Business Combinations

5.1          General
5.2          Eligibility Requirements
5.3          Mechanics Insider Reporting

6.          Continuous Disclosure, Proxies and Proxy Solicitation, Shareholder Communication and

7.          U.S.-Only Offerings by Canadian Issuers

APPENDIX "A" TO NATIONAL POLICY STATEMENT NO.  45 - FORMS OF CERTIFICATES FOR RULE 415 OFFERINGS

APPENDIX "B" TO NATIONAL POLICY STATEMENT NO.  45 - FORMS OF SUBMISSION TO JURISDICTION AND APPOINTMENT OF AGENT FOR SERVICE OF PROCESS