Weekly Reports

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Updates for the week ending July 21, 2017

Instruments & Policies

  • No new documents

News

  • News release 2017/60 - Investor Alert: BCSC issues warning about Vancouver Stock Exchange Corp. (ENGLISH and CHINESE)
  • News release 2017/61 - BCSC settles with former B.C. resident for breaching national mining standard

Marketplaces, Self Regulatory Organizations (SROs) & Clearing Agencies

  • MFDA - MFDA Policy No. 8 Proficiency Standard for Approved Persons Selling Exchange Traded Funds (“ETFs”)

    This Notice announces the BCSC’s non-objection to proposed new MFDA Policy No. 8 (Proficiency Standard for Approved Persons Selling Exchange Traded Funds (“ETFs”)).

Events

  • No new events

Decisions, Settlements, Hearings & Temporary Orders

Cease Trade Orders & Revocations

Exemptions Orders