Notices of Hearing & Temporary Orders

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In an enforcement proceeding, the Executive Director issues a notice of hearing, which contains allegations against respondents. The Executive Director may also issue a temporary order, which prohibits respondents from certain conduct.

This page contains notices of hearing and temporary orders.

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Showing 1 - 50 of  1547  records as of 2018-04-26 12:00:00 AM

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Date Subject Format
2018-04-23 Alan Braun, Jerry Braun, Steven Maxwell (a.k.a. Steven Fassman), Braun Developments (B.C.) Ltd., 8022275 Canada Inc., and 0985812 B.C. Ltd. (dba TerraCorp Investment Ltd.) [Hearing Notice – Adjournment]
2018-04-23 James Francis Gerard Callaghan and TSX Venture Exchange Inc. [Hearing Notice – Adjournment]
2018-03-15 Roy Ping Bai (also known as Ping Bai) and RBP Consulting [Hearing Notice – Hearing Date]
2018-03-12 William Wade Furman [Notice of Hearing]
2018-02-16 Investment Industry Regulatory Organization of Canada and Alberto Tassone [Hearing Notice – Hearing Date]
2018-02-06 Flexfi Inc., formerly known as CC Cornerstone Credit Ltd., and Afshin Ardalan [Notice of Hearing]
2018-01-31 Alan Braun, Jerry Braun, Steven Maxwell (a.k.a. Steven Fassman), Braun Developments (B.C.) Ltd., 8022275 Canada Inc., and 0985812 B.C. Ltd. (dba TerraCorp Investment Ltd.) [Hearing Notice – Hearing Dates]
2018-01-24 James Francis Gerard Callaghan and TSX Venture Exchange Inc. [Hearing Notice – Adjournment and Hearing Dates]
2018-01-16 Titan-West Explorations Inc., Darren Scott Davidson, and Paul Webster [Hearing Notice – Hearing Dates]
2018-01-11 Titan-West Explorations Inc., Darren Scott Davidson, and Paul Webster [Hearing Notice – Adjournment]
2018-01-10 DominionGrand II Mortgage Investment Corporation, DominionGrandInvestment Fund Inc., Donald Bruce Edward Wilson, David Scott Wright, and Patrick K. Prinster [Hearing Notice – Adjournment]
2018-01-04 James Marc Gravelle (also known as Marc Joseph James Gravelle and Marc James Gravelle) and WY ATAP Investments Inc. [Notice of Hearing]
2017-12-18 Chien-Hua Liu, also known as William Liu, NuWealth Financial Group Inc. and CPFS Professional Financial Services Inc. [Notice of Hearing]
2017-12-14 Robert Clive Gardner [Notice of Hearing]
2017-12-08 Alan Braun, Jerry Braun, Steven Maxwell (a.k.a. Steven Fassman), Braun Developments (B.C.) Ltd., 8022275 Canada Inc., and 0985812 B.C. Ltd. (dba TerraCorp Investment Ltd.) [Hearing Notice – Adjournment]
2017-11-27 Garo Aram Deyrmenjian, Raffi Khorchidian, David Craven, and EuroHelvetia TrustCo. S.A. now known as EHT Corporate Services S.A. [Hearing Notice – Hearing Date]
2017-11-06 Matthew John Hamilton and Braeden William Sinclair Lichti (aka Braeden Sinclair)[Amended Notice of Hearing]
2017-10-31 Thalbinder Singh Poonian, Shailu Sharon Poonian, Robert Joseph Leyk, Manjit Singh Sihota and Perminder Sihota [Notice - Ruling and Hearing Date]
2017-10-26 SBC Financial Group Inc. and Prabhjot Singh Bakshi [Hearing Notice – Hearing Date]
2017-10-23 Ayaz Dhanani (also known as Azim Virani) [Hearing Notice – Hearing Date]
2017-10-11 Garo Aram Deyrmenjian, Raffi Khorchidian, David Craven, and EuroHelvetia TrustCo. S.A. now known as EHT Corporate Services S.A. [Hearing Notice – Hearing Date]
2017-09-20 Titan-West Explorations Inc., Darren Scott Davidson and Paul Webster [Hearing Notice – Hearing Dates]
2017-09-19 Marrelli Support Services Inc. and TSX Venture Exchange Inc. [Hearing Notice – Adjournment]
2017-08-31 DominionGrand II Mortgage Investment Corporation, DominionGrand Investment Fund Inc., Donald Bruce Edward Wilson, David Scott Wright and Patrick K. Prinster [Hearing Notice – Hearing Date]
2017-08-30 David Tuan Seng Lim, Michael Mugford and EuroHelvetia TrustCo S.A. now known as EHT Corporate Services S.A. [Hearing Notice – Hearing Date]
2017-08-10 Marrelli Support Services Inc. and TSX Venture Exchange Inc. [Hearing Notice – Hearing Date]
2017-07-24 SBC Financial Group Inc. and Prabhjot Singh Bakshi [Amended Notice of Hearing]
2017-06-28 Mountainstar Gold Inc. and Brent Hugo Johnson [Notice of Hearing]
2017-06-16 DominionGrand II Mortgage Investment Corporation, DominionGrand Investment Fund Inc., Donald Bruce Edward Wilson, David Scott Wright, and Patrick K. Prinster [Notice of Hearing]
2017-06-15 Garo Aram Deyrmenjian, Raffi Khorchidian, David Craven, and EuroHelvetia TrustCo. S.A. now known as EHT Corporate Services S.A. [Hearing Notice – Hearing Dates]
2017-06-13 Matthew John Hamilton and Braeden William Sinclair Lichti (aka Braeden Sinclair) [Hearing Notice – Hearing Dates]
2017-06-07 Lance Sandford Cook and CBM Canada’s Best Mortgage Corp. [Hearing Notice – Hearing Date]
2017-06-02 Stewart Douglas Loughery and Military International Inc. [Hearing Notice – Hearing Dates]
2017-05-16 Aik Guan “Frankie” Lim, Scott Thomas Low, FS Financial Strategies Inc., FS Financial Services Inc., FS Financial Strategies Services Inc., FS Financial Services (Alberta) Inc., Darrell Wiebe, Chun Ying “Jim” Pan, Chung-Sheng “Johnson” Kao, CC Cornerstone Credit Ltd. (now known as Flexfi Inc.), Afshin Ardalan, WL Strategic Capital Partners Inc., George Lay, Hunter Wei-Shun Wang (aka Hunter Wei Shun Wang), FS Stellar Insurance Services Inc., Nyit Foon “Lydia” Chin, Aike Joo Lim, Verico FS Capital Inc., Gagan Deep Bachra, FS Financial Systems Inc., Chi Kay “Dixon” Wong, and Meng Cher “Philip” Tsai [Notice - Extension of Temporary Order and Adjournment]
2017-05-16 Matthew John Hamilton and Braeden William Sinclair Lichti (aka Braeden Sinclair) [Hearing Notice – Adjournment]
2017-05-10 Alan Braun, Jerry Braun, Steven Maxwell (a.k.a. Steven Fassman), Braun Developments (B.C.) Ltd., 8022275 Canada Inc., and 0985812 B.C. Ltd. (dba TerraCorp Investment Ltd.) [Notice of Hearing]
2017-04-18 Matthew John Hamilton and Braeden William Sinclair Lichti (aka Braeden Sinclair) [Notice of Hearing]
2017-03-23 Brendan James Schouw and Hornby Residences Ltd. [Hearing Notice – Hearing Date]
2017-03-21 SBC Financial Group Inc. and Prabhjot Singh Bakshi [Hearing Notice – Hearing Dates]
2017-03-16 Christine Maria Cerisse, Laurence Frederick Austin, also known as Lawrence Frederick Austin, and Thomas John Sadler [Hearing Notice – Hearing Date]
2017-03-08 Aik Guan “Frankie” Lim, Scott Thomas Low, FS Financial Strategies Inc., FS Financial Services Inc., FS Financial Strategies Services Inc., FS Financial Services (Alberta) Inc., Darrell Wiebe, Chun Ying “Jim” Pan, Chung-Sheng “Johnson” Kao, CC Cornerstone Credit Ltd. (now known as Flexfi Inc.), Afshin Ardalan, WL Strategic Capital Partners Inc., George Lay, Hunter Wei-Shun Wang (aka Hunter Wei Shun Wang), FS Stellar Insurance Services Inc., Nyit Foon “Lydia” Chin, Aike Joo Lim, Verico FS Capital Inc., Gagan Deep Bachra, FS Financial Systems Inc., Chi Kay “Dixon” Wong and Meng Cher “Philip” Tsai [Notice – Extension of Temporary Order and Adjournment]
2017-03-08 Garo Aram Deyrmenjian, Raffi Khorchidian, Antoine Ratsaphong, and EuroHelvetia TrustCo. S.A. now known as EHT Corporate Services S.A. [Notice of Discontinuance]
2017-03-08 Garo Aram Deyrmenjian, Raffi Khorchidian, David Craven, and EuroHelvetia TrustCo. S.A. now known as EHT Corporate Services S.A. [Amended Notice of Hearing]
2017-03-02 Fieldhouse Capital Management Inc. and Executive Director [Notice of Abandonment]
2017-02-24 Titan-West Explorations Inc., Darren Scott Davidson, and Paul Webster [Notice of Hearing]
2017-02-17 Aik Guan “Frankie” Lim, Scott Thomas Low, FS Financial Strategies Inc., FS Financial Services Inc., FS Financial Strategies Services Inc., FS Financial Services (Alberta) Inc., Darrell Wiebe, Chun Ying “Jim” Pan, Chung-Sheng “Johnson” Kao, CC Cornerstone Credit Ltd. (now known as FlexfiInc.), Afshin Ardalan, WL Strategic Capital Partners Inc., George Lay, Hunter Wei-Shun Wang (aka Hunter Wei Shun Wang), FS Stellar Insurance Services Inc., Nyit Foon “Lydia” Chin, Aike Joo Lim, Verico FS Capital Inc., Gagan Deep Bachra, FS Financial Systems Inc., Chi Kay “Dixon” Wong and Meng Cher “Philip” Tsai [Notice – Extension and Variation of Temporary Order and Adjournment]
2017-02-16 Vicky Dancho, also known as Ju Huang [Notice of Discontinuance]
2017-02-15 Gurpreet Singh Bansal and Mutual Fund Dealers Association of Canada [Hearing Notice – Hearing Date]
2017-02-15 Rodney M. Warren and Mutual Fund Dealers Association of Canada [Hearing Notice – Hearing Date]
2017-02-14 Fieldhouse Capital Management Inc. and Executive Director [Hearing Notice – Hearing Date]