Tin Chao Alan Lau; Executive Director

Date Opened:
2015-07-30
Hearing Type:
Enforcement
Allegations:
Fraud
Status:
Hearing held; Submissions complete; Findings rendered; Submissions complete; Decision rendered
Hearing Dates:
2015-09-08; 2015-09-17; 2015-11-23 - 2015-11-24; 2016-01-11; 2016-01-13 - 2016-01-14;
Panel:
Judith Downes - Chair, Gordon L. Holloway, Don Rowlatt
Please Note:
On September 19, 2016, the Panel issued its Decision. On October 7, 2016, the respondent filed a notice of application for leave to appeal with the British Columbia Court of Appeal. On October 16, 2017, the Court of Appeal placed this matter on the inactive appeal list.


Notices & Decisions

Date Issued Document Type Description
2016-10-17 Application Amended notice of application for leave to appeal the Commission's decision dated September 19, 2016
2016-10-07 Application Notice of application for leave to appeal the Commission's decision dated September 19, 2016
2016-09-21 News release News release
2016-09-19 Decision 2016 BCSECCOM 320
2016-06-21 News release News release - Findings
2016-06-15 Findings 2016 BCSECCOM 207 - Findings
2015-07-30 Notice of hearing 2015 BCSECCOM 302
2015-07-30 News release News release