Lim, David Tuan Seng

Date of Order or Settlement:
2017-10-23
 
Sanction:

    Permanent ban from purchasing and trading in securities or exchange contracts (with conditions)

    Permanent director/officer ban (with conditions)

    Permanent ban from relying on any exemptions set out in the Securities Act, in the regulations or a decision 

    Permanent ban from becoming or acting as a registrant or promoter

    Permanent ban from acting in a management or consultative capacity in connection with activities in the securities market

    Permanent investor relations ban

Supporting Documents:
Violation:
    Market manipulation
Ruling Body:
BCSC
Payment Agreed/Ordered:
$800,000