Hable, Volkmar Guido

Date of Order or Settlement:
2017-11-07
 
Sanction:

    Permanent ban from purchasing and trading in securities or exchange contracts 

    Permanent director/officer ban 

    Permanent ban from relying on any exemptions set out in the Securities Act, in the regulations or a decision 

    Permanent ban from becoming or acting as a registrant or promoter

    Permanent ban from acting in a management or consultative capacity in connection with activities in the securities market

    Permanent investor relations ban

Supporting Documents:
Violation:

    Market manipulation

    Submitting false information

Ruling Body:
BCSC
Payment Agreed/Ordered:
$157,596.96 in disgorgement plus an administrative penalty of $400,000