Industry Education

Our goal is to develop and deliver relevant, engaging and timely information to help market participants understand and comply with their regulatory requirements more effectively and efficiently. It is also important for us to receive feedback and comments from market participants about proposed changes to securities rules.

Throughout the year, we provide opportunities for market participants to attend workshops and round tables in person or online to learn about changes to regulations as well as discuss and comment on proposed changes.

For older industry education events, go to theĀ Events page.

Industry Events

Learn about Proposed New Derivatives Registration & Business Conduct Rules

June 27, 2018

Learn about Proposed New Derivatives Registration & Business Conduct Rules

Registrant Outreach Power Point Presentation - April 2018

April 10, 2018

Registrant Outreach Workshop
Executive Director priorities

Feedback on the option of discontinuing of embedded commissions, October 5, 2017

October 5, 2017

Consultation on the Option of Discontinuing Embedded Commissions

Embedded Fee Proposals, and Change of Business Models

May 11, 2017

Embedded Fee Proposals, and Change of Business Models

Embedded Fee Proposals, and Change of Business Models

November 29, 2016

Roundtable to Discuss Proposed Targeted Reforms to Enhance the Client-Registrant Relationship

ROW - Cyber Security, November 21, 2016

November 21, 2016

Registrant Outreach Workshop
Cyber Security

Crowdfunding & Capital Raising for Small Business, November 16, 2016

November 16, 2016

Crowdfunding & Capital Raising for Small Business in the Private Placement Market

New Web-based filing system for Exempt Distribution Report, June 29, 2016

June 29, 2016

Learn about the new web-based filing system for Exempt Distribution Reports