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Weekly Reports

Updates for the week ending January 20, 2017


Instruments & Policies

  • 96-505 - Notice of adoption of BC Instrument 96-505 

    BC Instrument 96-505 -Exemption from certain requirements to publicly disseminate data under MI 96-101 Trade Repositories and Derivatives Data Reporting

    The British Columbia Securities Commission has approved an exemption from the requirement to make transaction-level reports available to the public in accordance with subsection 39(3) of Multilateral Instrument 96-101 - Trade Repositories and Derivatives Data Reporting. This exemption is effective January 16, 2017.

  • 94-101 - Notice of Adoption - Multilateral Instrument 94-101 Mandatory Central Counterparty Clearing of Derivatives 

    This notice provides notification of the adoption of Multilateral Instrument 94-101 Mandatory Central Counterparty Clearing of Derivatives and related documents. This Instrument imposes requirements on certain market participants to clear derivatives through clearing agencies that are central counterparties.  Provided all necessary approvals are obtained, the National Instrument will come into force on April 4, 2017.

  • 94-102 - Notice of Adoption - Multilateral Instrument 94-102 Derivatives: Customer Clearing and Protection of Customer Collateral and Positions 

    This notice provides notification of the adoption of Multilateral Instrument 94-102 Derivatives: Customer Clearing and Protection of Customer Collateral and Positions and related documents. This Instrument imposes requirements on clearing agencies and clearing intermediary that ensure that collateral relating to centrally cleared trades is protected and readily portable.  Provided all necessary approvals are obtained, the National Instrument will come into force on July 3, 2017.

  • 11-334 - CSA Staff Notice 11-334 Notice of local amendments and changes in certain jurisdictions 

    This Notice identifies the relevant local amendments to national rules and policies that affect activity in some CSA jurisdictions other than BC.

  • 51-347 - CSA Multilateral Staff Notice 51-347 Disclosure of cyber security risks and incidents 

    This Notice reports the findings of CSA review of disclosure related to cyber security risk and cyber attacks and provides disclosure expectations for reporting issuers.

    News

    • News release 2017/03 - CSA Announces Agenda for Cyber Security Roundtable
    • News release 2017/04 - Canadian Securities Regulators Adopt Rules for Over-the-Counter Derivatives Clearing
    • News release 2017/05 - Canadian Securities Administrators Report the Findings of their Review of the Disclosure of Cyber Security Risks and Incidents

    Marketplaces, Self Regulatory Organizations (SROs) & Clearing Agencies

    • MFDA - Notice of BCSC Non-Objection to Proposed Amendments to MFDA Rule 2.3 (Power of Attorney Limited Trading Authorization/ Discretionary Trading) 

      This Notice announces the BCSC non-objection to proposed amendments to MFDA Rule 2.3 (Power of Attorney / Limited Trading Authority / Discretionary Trading) and related policies

    Events

    • No new events

    Decisions, Settlements, Hearings & Temporary Orders

    Cease Trade Orders & Revocations

    • No new documents

    Exemptions Orders

    • No new documents

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