Marketplaces, Self Regulatory Organizations (SROs) & Clearing Agencies


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The Capital Markets Regulation division relies on SROs to regulate their member firms. CMR oversees the conduct of SROs recognized in BC, which involves reviewing ongoing filings, proposed rule and fee changes, and conducting periodic oversight reviews of TSX-V and CDS.

Self Regulatory Organizations (SROs)

 

Exchanges

 

Trade Repositories