Lynne Rae Nickford (aka Lynne Rae Zlotnik dba Lynne Zlotnik Wealth Management); Executive Director

Date Opened:
2012-07-30
Hearing Type:
Enforcement
Allegations:
Fraud
Status:
Hearing held; Hearing adjourned generally; Hearing completed; Submissions complete; Findings rendered; Submissions pending
Hearing Dates:
2012-09-18; 2012-10-02; 2012-11-02; 2014-09-19; 2014-11-24; 2015-02-27; 2015-04-14; 2015-10-01; 2015-11-12; 2016-05-06; 2016-06-27; 2016-08-31; 2016-09-26 - 2016-09-29; 2017-01-19;
Panel:
Suzanne K Wiltshire - Chair, Judith Downes, Don Rowlatt
Please Note:
On November 2, 2012, the Commission, by consent, issued a temporary order until a hearing is held and a decision rendered. The Panel issued its Findings on August 18, 2017. The parties submissions on sanctions are due October 2, 2017.


Notices & Decisions

Date Issued Document Type Description
2017-08-21 News release News release
2017-08-18 Findings 2017 BCSECCOM 272
2016-11-18 Notice 2016 BCSECCOM 385
2016-09-27 Ruling 2016 BCSECCOM 326, Ruling on adjournment
2016-09-06 Ruling 2016 BCSECCOM 301, Ruling-adjournment
2016-08-17 Ruling 2016 BCSECCOM 282, Ruling - adjournment
2015-11-27 Ruling 2015 BCSECCOM 425
2013-10-02 Ruling 2013 BCSECCOM 418 (Ruling - Adjournment)
2013-05-23 Ruling Ruling - Adjournment, 2013 BCSECCOM 174
2012-11-27 Notice Hearing notice - adjournment 2012 BCSECCOM 441
2012-11-02 Order 2012 BCSECCOM 412
2012-07-31 News release News release
2012-07-30 Notice of hearing 2012 BCSECCOM 302