EagleMark Ventures, LLC; Richard Lian (aka Richard Terry Ruuska); Enna M. Keller; Falcon Holdings, LLC; Executive Director

Date Opened:
2011-12-13
Hearing Type:
Enforcement
Allegations:
Fraud; Illegal distribution; Misrepresentation; Trading without registration; Contravening a decision
Status:
Hearing held; Submissions complete; Findings rendered; Submissions complete; Decision rendered
Hearing Dates:
2012-01-10; 2013-05-15; 2013-09-05; 2014-04-01; 2016-02-22 - 2016-02-26; 2016-02-29; 2016-05-24; 2017-01-06;
Panel:
George C. Glover - Chair, Gordon L. Holloway, Don Rowlatt
Please Note:
Temporary order issued. On March 12, 2012, the Commission, by consent, extended the temporary order until a hearing is held and a decision is rendered. The hearing has concluded. The Panel issued its findings on August 22, 2016. The parties' submissions on sanction are due November 4, 2016. The Panel will hear oral submissions on sanction on January 6, 2017. On February 14, 2017, the Panel issued its decision.


Notices & Decisions

Date Issued Document Type Description
2017-02-16 News release News release
2017-02-14 Decision 2017 BCSECCOM 42
2016-10-25 Notice 2016 BCSECCOM 360
2016-09-08 News release News release, Findings
2016-08-22 Findings 2016 BCSECCOM 288, Findings
2015-07-21 Ruling 2015 BCSECCOM 293 - Ruling - Adjournment
2014-12-04 Notice 2014 BCSECCOM 487
2014-11-25 Notice 2014 BCSECCOM 481
2014-10-31 Notice of hearing Further Amended Notice of Hearing 2014 BCSECCOM 453
2014-02-28 News release News release
2014-02-27 Notice of hearing Amended Notice of Hearing 2014 BCSECCOM 74
2012-03-12 Notice 2012 BCSECCOM 87
2011-12-20 Notice 2011 BCSECCOM 565
2011-12-12 News release News release
2011-12-09 Temporary order 2011 BCSECCOM 546