Russell Chang; Mutual Fund Dealers Association of Canada; Executive Director

Date Opened:
2016-06-21
Hearing Type:
Review
Status:
Hearing pending
 
Hearing Dates:
2017-01-11;
Panel:
Judith Downes - Chair, Nigel P Cave, Don Rowlatt
Please Note:
Mr. Chang has requested a review of the MFDA misconduct decision dated December 7, 2015 and the MFDA's penalty decision of May 26, 2016. On January 11, 2017, the Panel heard the parties submissions on the MFDA misconduct decision. The Panel's decision is due.


Notices & Decisions

Date Issued Document Type Description
2016-06-20 Application Application of Russell Chang for review of MFDA's decision.