David Tuan Seng Lim; Michael Mugford; EuroHelvetia TrustCo S.A. (now known as EHT Corporate Services S.A.; Executive Director

Date Opened:
2015-11-20
Hearing Type:
Enforcement
Allegations:
Illegal distribution; Manipulation/Misleading trading
Status:
Hearing held; Submissions complete; Findings rendered; Submissions pending
Hearing Dates:
2016-02-02; 2016-09-08; 2016-11-07 - 2016-11-09; 2017-02-27;
Panel:
Nigel P Cave - Chair, Audrey T. Ho, Don Rowlatt
Please Note:
On June 5, 2017, the Panel issued its Findings. The parties submissions on sanction are due August 11, 2017.


Notices & Decisions

Date Issued Document Type Description
2017-06-06 News release News release, Findings
2017-06-05 Findings 2017 BCSECCOM 196
2016-11-25 Notice 2016 BCSECCOM 393
2016-10-31 Notice of hearing 2016 BCSECCOM 366
2015-11-20 Application 2015 BCSECCOM 418