Havenplex Holdings Ltd.; Patrick Aaron Dunn; Executive Director

Date Opened:
2015-08-25
Hearing Type:
Enforcement
Allegations:
Illegal distribution; Trading without registration
Status:
Hearing held; Submissions complete; Decision rendered
Hearing Dates:
2015-09-22; 2015-12-02; 2016-03-07;
Panel:
Nigel P Cave - Chair, Audrey T. Ho, Suzanne K Wiltshire
Please Note:
Hearing concluded. On March 3, 2016, the Executive Director entered into a settlement agreement with Patrick Aaron Dunn and discontinued proceeds against him. On January 24, 2017, the Panel issued its Decision.


Notices & Decisions

Date Issued Document Type Description
2017-01-27 News release News release
2017-01-24 Decision 2017 BCSECCOM 21
2016-05-03 Notice 2016 BCSECCOM 142
2016-03-16 News release News release
2016-03-03 Notice of discontinuance 2016 BCSECCOM 66
2016-03-03 Settlement Agreement Order and Settlement Agreement 2016 BCSECCOM 64 and 62
2016-02-01 Ruling 2016 BCSECCOM 32
2016-01-12 Application Application
2015-08-25 News release News release
2015-08-24 Notice of hearing 2015 BCSECCOM 320