Christine Maria Cerisse; Laurence Frederick Austin, also known as Lawrence Frederick Austin; Thomas John Sadler; Executive Director

Date Opened:
2015-08-24
Hearing Type:
Enforcement
Allegations:
False or misleading statements to the commission; Illegal distribution; Manipulation/Misleading trading; Misrepresentation
Status:
Hearing held; Submissions complete; Findings pending
Hearing Dates:
2015-10-06; 2016-04-11 - 2016-04-13; 2016-04-15; 2016-08-23;
Panel:
Nigel P Cave - Chair, Judith Downes, Don Rowlatt
Please Note:
Hearing concluded. The Panel's findings are due February 6, 2017.


Notices & Decisions

Date Issued Document Type Description
2015-09-21 Notice Hearing Notice - Adjournment, 2015 BCSECCOM 356
2015-08-24 Notice of hearing Notice of hearing, 2015 BCSECCOM 327
2015-08-24 News release News release