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Soo, Siu Kon Bonnie

Date of Order or Settlement:

    Permanent ban from purchasing and trading in securities or exchange contracts (with conditions)

    Permanent ban from relying on any exemptions set out in the Securities Act, in the regulations or a decision (with conditions)

    Permanent director/officer ban (with conditions)

    Permanent ban from becoming or acting as a promoter

    Permanent ban from acting in a management or consultative capacity in connection with activities in the securities market

    Permanent investor relations ban

Supporting Documents:


    Illegal distribution

Ruling Body:
Payment Agreed/Ordered:
$9,857,850 in disgorgement and an administrative penalty of $6 million