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Schouw, Brendan James

Date of Order or Settlement:
2017-05-17
 
Sanction:

    Permanent ban from purchasing and trading in securities or exchange contracts 

    Permanent director/officer ban

    Permanent ban from relying on any exemptions set out in the Securities Act, in the regulations or a decision 

    Permanent ban from becoming or acting as a promoter

    Permanent ban from acting in a management or consultative capacity in connection with activities in the securities market

    Permanent investor relations ban

     

Supporting Documents:
Violation:
    Fraud
Ruling Body:
BCSC
Payment Agreed/Ordered:
$74,612 in disgorgement and an administrative penalty of $125,000