Nawata, Richard Dean Reoji

Date of Order or Settlement:
2016-10-21
Banned Until:
October-21-17
Sanction:

    1-year director/officer ban (with conditions)

    1-year ban from becoming or acting as a registrant or promoter (with conditions)

    1-year ban from acting in a management or consultative capacity in connection with activities in the securities market (with conditions)

    1-year investor relations ban (with conditions)

Supporting Documents:
Violation:
    Breach of a cease trade order
Ruling Body:
BCSC
Payment Agreed/Ordered:
$6,000