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Figueiredo, Rui (Roy)

Date of Order or Settlement:

    Permanent ban from purchasing and trading in securities or exchange contracts

    Permanent ban from relying on any exemptions set out in the Securities Act, in the regulations or a decision

    Permanent director/officer ban

    Permanent ban from becoming or acting as a registrant or promoter

    Permanent ban from acting in a management or consultative capacity in connection with activities in the securities market

    Permanent investor relations ban

Supporting Documents:
Ruling Body:
Payment Agreed/Ordered:
$57,875 in restitution and an administrative penalty of $130,0000