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Carswell, John Leonard

Date of Order or Settlement:
2017-02-20
Banned Until:
February-20-21
Sanction:

    4-year ban from purchasing and trading in securities (with conditions)

    4-year ban from relying on any exemptions set out in the Securities Act, in the regulations or a decision as defined in the Securities Act (with conditions)

    4-year director/officer ban (with conditions)

    4-year ban from becoming or acting as a registrant or promoter

    4-year ban from acting in a management or consultative capacity in connection with activities in the securities market

    4-year investor relations ban

Supporting Documents:
Violation:
    Illegal distribution
Ruling Body:
BCSC
Payment Agreed/Ordered:
$5,000