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Barker, Ronald Stephen

Date of Order or Settlement:
2005-03-04
 
Sanction:

    Permanent trading ban with conditions

    Permanent director/officer ban with conditions

    Permanent investor relations ban

Supporting Documents:
Violation:

    Unregistered trading

    Illegal distribution

    Unregistered advising

    Misrepresentation

    Fraud

    Acting contrary to the public interest

Ruling Body:
BCSC
Payment Agreed/Ordered:

$250,000 plus $58,845.89 in costs