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Anderson, Carl Glenn

Date of Order or Settlement:
2003-03-07
Banned Until:
2010-12-06
Sanction:

    6-year trading ban with conditions

    6-year director/officer ban with conditions

    6-year investor relations ban

Supporting Documents:
Violation:

    Unregistered activity

    Illegal trading

    Unregistered distribution

    Failure to fulfill the duties and responsibilities of a director/officer

Ruling Body:
BCSC
Payment Agreed/Ordered:
$100,000 plus up to $31,134 in costs